Dealer & Advisor Administration Guides

Fax Service & Electronic Switch Agreement

Find out how to process trades and non-financial updates on Corporate and POA accounts without back-up documents.

Your Guide to Processing Transfers Electronically

How many types of transfers can be processed via fundserv? More than you may think.

Nominee & Intermediary Best Practices

What’s the difference? And what do we require to act on requests for your client’s nominee and intermediary accounts?

Limited Authorization Form (LAF) Best Practices

By signing an LAF, investors can enable you to act quickly on their client-name accounts. Find out how to make their transactions go smoothly.